Where you’ll learn how to become a prolific online influencer, attract more ideal clients and grow your practice. Brought to you by ProudMouth. Co-hosted by Matt Halloran and Kirk Lowe. 286290
Episodes
Tuesday May 12, 2020
Tuesday May 12, 2020
Are you an advisor who feels nervous about compliance? Join the club. You might even want to start a podcast, but you’re worried about navigating compliance’s requirements.
In this episode, Matt speaks with Leila Shaver, owner and managing partner of My RIA Lawyer. Leila takes a deep look into compliance as it relates to risk profiles, podcasting, testimonials, and more.
In this episode, you will learn:
- How to better understand compliance
- What you can do to potentially improve your risk profile
- How compliance involvement differs between RIAs versus FINRA
- Answers to aspiring podcasters’ most common compliance concerns
- What the benefits are of becoming an RIA
- And more!
Tune in now to hear the answers to your compliance concerns.
Resources Top Advisor Marketing | My RIA Lawyer | (770) 462-2118
Brought to you by: Iris.xyz
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